• Outsourcing typically Saves over Internal Staffing
• Exemption Specialists
• Reduced Legal Fees
• Automated, On-Time Filings

INTERESTED IN AUTOMATED FILINGS?

• Internet based Multiple Licensing System
• System Generated Filings
  • Federal, State and Mutual Fund
  • Group Specific
• Downloads from your Transfer Agent
• Automated Tickler Activity
• Check Drafting
• Electronic filing direct to states

APPRECIATE BEING CURRENT?

• Day-to-day Contact with Federal and State Agencies
• Experienced Staff with over 3,000 Client Activities
• Alliances with Industry Trade Groups
• Discussion Group Leader for Industry Products
• Attend Industry Conferences and Publications

WHAT ABOUT CLIENT SERVICES?

• An Individual Account Manager
• Cross Trained, Experienced Staff is Always Available
• No Delays for Programming Requests
• Internet Services
• Monthly Newsletter
• Annual Conference

ADDITIONAL OUTSOURCING

• Coordinated Activity
• Automated Inter-Activity
• BROKER DEALERS
• INVESTMENT ADVISORS
• PUBLIC OFFERINGS
• PRIVATE OFFERINGS
• RESEARCH & DEVELOPMENT