• Multiple Sources on Federal and State Laws
• Consultations Available

INTERESTED IN SAVING MONEY?

• Exemption Specialists
• Outsourcing typically Saves over Internal Staffing
• Reduced Legal Fees
• Automated, On-Time Filings

KEEPING UP WITH AUTOMATION

• Internet based Multiple Licensing System
• System Generated Federal and State Filings
• Automated Tickler Activity
• Registered Rep Tracking

WHAT ABOUT KEEPING CURRENT WITH INDUSTRY NEWS?

• Alliances with Industry Trade Groups
• Attend Industry Conferences and Publications
• Daily Contact with Federal and State Agencies

NEED A SUPERVISORY MANUAL?

• Business Specific or General Drafts
• Waiver and Exemption Availability
• Optional Media
  • Electronic,Paper or Both

PROBLEMS WITH SCHEDULING EXAMS?

• Scheduling Exams
  • Date, Time and Location
• Study Materials Available
• Waiver Requests
• Alternative Licenses

LOOKING FOR PROFESSIONAL CLIENT SERVICES?

• Individual Account Manager
• Cross Trained, Experienced Staff is Always Available
• Internet Services
• No Delays for Programming Requests
• Monthly Newsletter
• Annual Conference
• "news flash…" for news breaking events

ADDITIONAL OUTSOURCING

• Coordinated Activity
• Automated Inter-Activity
• MUTUAL FUNDS
• BROKER DEALERS
• PUBLIC OFFERINGS
• RESEARCH & DEVELOPMENT
• PRIVATE OFFERINGS